AFSM

First Trust$38.97+1.17 (+3.10%)
AUM $101.8MER 0.75%NAV $38.42Holdings 309

Price Chart

Key Statistics

Previous Close

$37.80

Day Range

$38.21$38.97

52-Week Range

$28.93$38.96

Avg Volume

16.2K

Dividend Yield

0.57%

Expense Ratio

0.75%

AUM

$101.8M

Shares Outstanding

1.4M

ETF Grades

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Sector Breakdown

SectorWeight %
Technology20.34%
Healthcare17.84%
Industrials16.87%
Financial Services14.94%
Consumer Cyclical8.64%
Energy5.33%
Basic Materials4.86%
Consumer Defensive4.72%
Real Estate3.82%
Communication Services2.33%
Utilities0.31%

Country Allocation

CountryWeight %
United States94.59%
Singapore0.74%
Israel0.73%
Canada0.70%
Bermuda0.67%
Switzerland0.67%
France0.58%
Brazil0.51%
United Kingdom0.41%
China0.30%
Other0.11%

Fund Information

Category
Technology
Inception Date
Dec 3, 2019
Exchange
NYSE_ARCA
Description
The First Trust Active Factor Small Cap ETF seeks to provide capital appreciation. Under normal market conditions, the Fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The Fund is actively managed primarily relying on a multi-factor quantitative methodology with active risk management to construct a portfolio of securities exhibiting exposures to one or more investing factors. The multi-factor quantitative methodology currently used by the Fund may take into account the following factors: (i) value; (ii) momentum; (iii) quality; and (iv) low volatility.

Similar ETFs

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VTIVanguard Total Stock Market ETF$2.20T
VOOVanguard S&P 500 ETF$1.60T
IVViShares Core S&P 500 ETF$832.92B
SPYState Street SPDR S&P 500 ETF Trust$789.87B
QQQInvesco QQQ Trust, Series 1$492.97B

The First Trust Active Factor Small Cap ETF (AFSM) is an exchange-traded fund issued by First Trust that launched on Dec 3, 2019. It currently manages $101.8M in assets under management. The fund charges an expense ratio of 0.75%. The fund holds 309 securities in its portfolio. It falls under the Technology category.

Top 10 holdings represent 10.7% of the fund

RankSymbolNameWeight %SharesMarket Value
1BEBloom Energy Corporation (Class A)1.91%6,434$1.9M
2VIAVViavi Solutions Inc.1.33%25,483$1.4M
3TTMITTM Technologies, Inc.1.28%9,343$1.3M
4PENGPenguin Solutions Inc.1.00%17,140$1.0M
5BLBDBlue Bird Corporation0.92%8,042$937K
6STRLSterling Infrastructure, Inc.0.92%956$936K
7CRDOCredo Technology Group Holding Ltd0.88%4,598$901K
8NHCNational HealthCare Corporation0.88%4,159$899K
9PARRPar Pacific Holdings, Inc.0.80%11,029$814K
10ATLOAmes National Corporation0.80%31,318$810K
11LASRnLight, Inc.0.76%11,799$776K
12MATXMatson, Inc.0.75%3,756$768K
13KLICKulicke and Soffa Industries, Inc.0.74%3,725$756K
14ENSEnerSys0.71%3,366$723K
15LINCLincoln Educational Services Corporation0.71%7,686$722K
Page 1 of 7

Detailed Returns

PeriodReturnETF
1D
+3.10%
1W
+1.25%
1M
+4.14%
3M
+19.07%
6M
+16.47%
YTD
+16.30%
1Y
+34.67%
3Y
+59.02%
5Y
+48.00%

Moving Averages

20-Day MA

$37.79

Above 20-Day MA
50-Day MA

$36.71

Above 50-Day MA
200-Day MA

$33.99

Above 200-Day MA

Price with Moving Averages

Support & Resistance

52-Week High

$38.96

Current Price

$38.97

52-Week Low

$28.93

$28.93$38.96

Current Yield

0.57%

Annual Dividend

$0.1920

Frequency

4x/year

Last Ex-Date

Dec 12, 2025

Dividend History

Ex-DateAmountPay Date
Dec 12, 2025$0.0622Dec 31, 2025
Sep 25, 2025$0.0198Sep 30, 2025
Jun 26, 2025$0.0569Jun 30, 2025
Mar 27, 2025$0.0531Mar 31, 2025
Dec 13, 2024$0.0825Dec 31, 2024
Sep 26, 2024$0.0165Sep 30, 2024
Jun 27, 2024$0.0478Jun 28, 2024
Mar 21, 2024$0.0290Mar 28, 2024
Dec 22, 2023$0.1573Dec 29, 2023
Jun 27, 2023$0.0526Jun 30, 2023
Mar 24, 2023$0.0423Mar 31, 2023
Dec 23, 2022$0.1478Dec 30, 2022
Sep 23, 2022$0.0590Sep 30, 2022
Jun 24, 2022$0.0683Jun 30, 2022
Mar 25, 2022$0.0147Mar 31, 2022
Dec 23, 2021$0.0756Dec 31, 2021
Sep 23, 2021$0.0227Sep 30, 2021
Dec 24, 2020$0.0600Dec 31, 2020
Sep 24, 2020$0.0225Sep 30, 2020
Jun 25, 2020$0.0347Jun 30, 2020

Dividend Payments Over Time

Category Comparison

MetricAFSMTechnology(1481 ETFs)Momentum(160 ETFs)
Fund Info
Expense Ratio0.75%0.63%0.55%
AUM$101.8M$7.60B$1.35B
Dividend Yield0.57%2.94%2.53%
Avg Volume16.2K735.4K114.4K
Holdings309203175
Performance
1-Month Return+3.97%+1.82%+1.26%
6-Month Return+17.53%+13.60%+13.89%
YTD Return+18.49%+15.02%+14.47%
1-Year Return+31.18%+33.05%+27.27%

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